FL
CFA
FL
CFA
Fausto Lima
30 Years of Experience
Long Island City, NY
1 DisclosureBroker
Fausto Lima is a CFA-designated registered investment advisor at Morgan Stanley, based in Long Island City, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Long Island City, NY
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Regulatory History (1)
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Customer Dispute
October 2012Settled
Other Business Activities
Fausto is the sole proprietor/owner of an inherited townhouse in Sao Paulo, Brazil, since February 2024. He dedicates minimal time per week to property management.
Employment History
Current Registrations
Morgan Stanley
November 2018 - Present · 7 yrs 6 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - December 2016 · 7 yrs 6 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2009 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2007 - June 2009 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
November 1999 - October 2007 · 7 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1996 - December 1999 · 3 yrs 9 mos
Nomura Securities International, INC.Broker
October 1994 - August 1995 · 10 mos
State Registrations14 states
CACTFLHILAMAMENJNYOHPARITXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.