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JK
CFP
JK
CFP

Jennifer Kang

Jwk Financial
15 Years of Experience
Long Island City, NY
1 Disclosure
View SEC Summary
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Jennifer Kang is a CFP-designated registered investment advisor at Jwk Financial, based in Long Island City, NY, with 15 years of industry experience. Jennifer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 7 more. Their firm serves 17 clients with $12M in assets under management.

Jwk Financial
Compensation
Fixed/Hourly
Firm Size
1 advisor
Number of Clients
17 clients
Average Client Portfolio
$720K average
Assets Under Management
$12.2M

Fee Structure

Planning is included in investment management

Investment management is included at no extra charge if you sign up for JWK Financial's ongoing financial planning service. However, if you use outside money managers or third-party platforms recommended by JWK Financial, those managers will charge their own fees, which are debited directly from your account quarterly based on your average daily balance.

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JK
Jennifer Kang

Location

Long Island City, NY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2018
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jennifer Kang is the owner of JWK Financial LLC, a registered investment advisor, dedicating nearly full-time hours to it. She also works as a financial planner for Origin Financial, another registered investment advisor, but this activity does not take a substantial amount of time and does not involve referrals between the two companies.

Employment History
Current Registrations
Jwk Financial
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Origin Financial
January 2022 - November 2023 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2020 - January 2022 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2020 - January 2022 · 1 yr 11 mos
Hsbc Securities (USA) INC.Broker
February 2018 - January 2020 · 1 yr 11 mos
Hsbc Securities (USA) INC.
February 2018 - January 2020 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - January 2018 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - January 2018 · 2 yrs 5 mos
Morgan Stanley
August 2014 - April 2015 · 8 mos
Morgan StanleyBroker
August 2014 - April 2015 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - August 2014 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2010 - August 2014 · 4 yrs 3 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Jennifer Kang