Roger Miller
Roger Miller is a registered investment advisor at Lincoln Investment, based in Independence, OH, with 29 years of industry experience. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 137,534 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lincoln Investment offers investment management through financial advisors, charging a percentage of your portfolio's value. The maximum annual fee is 1.25%. In addition to the advisor fee, some accounts on the Lincoln Signature Solutions platform pay a platform fee, ranging from 0.02% to 0.24% depending on the account type and assets. Fees are negotiable with your advisor.
Location
2 Summit Park Drive, Suite, Suite 210, Independence, OH, 44131
Get directionsHistory
Regulatory History (2)
Regulatory
July 2012Employment Separation After Allegations
May 2011Other Business Activities
Roger works as a bus operator for Summit County Transit Service, dedicating nearly full-time hours to this role. He also spends about 10-20% of his time on securities trading.
Employment History
Current Registrations
Lincoln Investment
Lincoln InvestmentBroker
Previous Registrations
Legend Advisory CORP
Legend Equities CorporationBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities CorporationBroker
Quest Capital Strategies, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.