Randy Wiggs is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2025 - Present · 1 yr 1 mo
Morgan StanleyBroker
August 2025 - Present · 1 yr 1 mo
Previous Registrations
UBS Financial Services INC.
December 2008 - September 2025 · 16 yrs 9 mos
UBS Financial Services INC.Broker
December 2008 - September 2025 · 16 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1998 - December 2008 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - December 2008 · 14 yrs 2 mos
State Registrations39 states
ALAZCACOCTDCFLGAIAIDILINKSKYMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPASCSDTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.