BS
BS

Brian Sharpes

31 Years of Experience
San Francisco, CA
Broker

Brian Sharpes is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

555 California Street, Pwm, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is involved in property management as an owner since 1995, dedicating minimal time. He is also a partner in Soquel LLC, an automotive/transportation business in Reno, Nevada, since June 2023, spending minimal time on administrative tasks after business hours.

Employment History
Current Registrations
Morgan Stanley
October 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
October 2017 - Present · 8 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
November 2003 - October 2017 · 13 yrs 11 mos
UBS Financial Services INC.Broker
November 2003 - October 2017 · 13 yrs 11 mos
Citigroup Global Markets INC.
July 1997 - November 2003 · 6 yrs 4 mos
Citigroup Global Markets INC.Broker
September 1994 - November 2003 · 9 yrs 2 mos
State Registrations42 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Brian Sharpes - Financial Advisor | TrueAdvisor