Alfred Walsh

28 Years of Experience

Palos Verdes Estates, CA

1 Disclosure

Alfred Walsh is a registered investment advisor at Malaga Cove Capital, LLC, based in Palos Verdes Estates, CA, with 28 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 228 clients with $310M in assets under management.

Malaga Cove Capital, LLC

Compensation

Fee-Only (% of Portfolio)

Firm Size

3 advisors

Number of Clients

228 clients

Average Client Portfolio

$1.4M average

Assets Under Management

$310.9M

Fee Structure

Investment management only (planning not offered)

Malaga Cove Capital charges an annual fee based on a percentage of the value of your investments. This fee ranges from 1.00% to 2.00%. The specific fee will be stated in your advisory agreement and may be negotiable.

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Location

425 Via Corta, Suite 303, Palos Verdes Estates, CA, 90274

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2001

Denied

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Employment History

Current Registrations

Malaga Cove Capital, LLC

May 2008 - Present · 18 yrs

Previous Registrations

Citigroup Global Markets INC.

July 1997 - June 2008 · 10 yrs 11 mos

State Registrations2 states

CATX

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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