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RW
CFP · ChFC
RW
CFP · ChFC

Robert Weisman

Spc
31 Years of Experience
Baltimore, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Weisman is a CFP, ChFC-designated registered investment advisor at Spc, based in Baltimore, MD, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Diamond Crest Court, Baltimore, MD, 21209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Robert holds appointments with various traditional companies and sells fixed index annuities through Midland National or other approved FMOs. This activity is investment-related.

Employment History
Current Registrations
Spc
January 2009 - Present · 17 yrs 9 mos
Parkland Securities, LLCBroker
November 2002 - Present · 23 yrs 11 mos
Previous Registrations
Spc
January 2007 - December 2007 · 11 mos
American General Securities IncorporatedBroker
October 2002 - November 2002 · 1 mo
American General Securities, Incorporated
March 2001 - November 2002 · 1 yr 8 mos
Franklin Financial Services CorporationBroker
January 1997 - October 2002 · 5 yrs 9 mos
The O.N. Equity Sales CompanyBroker
January 1997 - February 1997 · 1 mo
Franklin Financial Services CorporationBroker
December 1994 - December 1996 · 2 yrs
State Registrations10 states
DEFLGAILMDNJNYPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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