Leo Abel is a CFP-designated registered investment advisor, based in Baton Rouge, LA, with 31 years of industry experience.
Location
9270 Siegen Lane, Suite 202, Baton Rouge, LA, 70810
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leo is the president of Abel Financial Services, receiving trustee fees and non-registered insurance commissions, and is an independent SEC Registered Investment Advisor managing wealth for high net worth families through Abel Hall, LLC. He also writes non-registered insurance policies through his office and is involved in various family trusts and businesses, dedicating minimal time to each.
Employment History
Current Registrations
Level Four Financial, LLCBroker
Abel Hall, LLC
Previous Registrations
Mutual Securities, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
New England SecuritiesBroker
Fortis Investors, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.