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Daniel Hohenberg

Ameriprise Financial Services, LLC
31 Years of Experience
Hauppauge, NY
1 DisclosureBroker
View SEC Summary
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Daniel Hohenberg is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hauppauge, NY, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1174 Veterans Memorial Hwy, Hauppauge, NY, 11788

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2014 - Present · 12 yrs 4 mos
Ameriprise Financial Services, LLC
March 2014 - Present · 12 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
August 2012 - February 2014 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
June 2012 - February 2014 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - July 2012 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2007 - July 2012 · 5 yrs 6 mos
Citigroup Global Markets INC.Broker
October 1994 - January 2007 · 12 yrs 3 mos
State Registrations13 states
CAFLILMAMENJNYOHORPARISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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