Matthew Rich
Matthew Rich is a registered investment advisor at Osaic Institutions, INC., based in Meriden, CT, with 31 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
538 Preston Avenue, Meriden, CT, 06450-4858
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is a part owner of Bomar Adventures, LLC, a real estate investment company, and Rich Capital Financial Services, LLC, where he works as a financial advisor. He is also a managing member of TAMMAT LLC, a real estate company, and receives trails from Principal Life and Great American Life Insurance, dedicating minimal time to these activities.
Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
Harvest Capital Advisors, LLC
Harvest Capital LLCBroker
Infinex Investments, INC.
Infinex Investments, INC.Broker
Infinex Investments, INC.Broker
Liberty Securities CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.