William Lewis is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
500 Post Road East, 3rd Floor, Westport, CT, 06880
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
October 2012 - September 2021 · 8 yrs 11 mos
UBS Financial Services INC.Broker
September 2012 - September 2021 · 9 yrs
Crt Capital Group LLCBroker
March 2008 - May 2012 · 4 yrs 2 mos
Weeden & Co.l.p.Broker
June 2006 - March 2008 · 1 yr 9 mos
UBS Securities LLCBroker
July 1998 - June 2006 · 7 yrs 11 mos
Smith Barney INC.Broker
November 1997 - August 1998 · 9 mos
Salomon Brothers INC.Broker
March 1996 - August 1998 · 2 yrs 5 mos
Rodman & Renshaw INC.Broker
October 1995 - February 1996 · 4 mos
Banca Imi Securities CORP.Broker
October 1994 - April 1995 · 6 mos
State Registrations41 states
AKAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCTXVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.