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JZ
CFP
JZ
CFP

Jack Zahl

Oppenheimer & CO. INC.
32 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
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Jack Zahl is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in New York, NY, with 32 years of industry experience. Jack is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

666 3rd Avenue, New York, NY, 10017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2015
Customer Dispute
July 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
September 2015 - Present · 11 yrs 1 mo
Oppenheimer & CO. INC.
July 2015 - Present · 11 yrs 3 mos
Oppenheimer & CO. INC.Broker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2013 - December 2014 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
July 2009 - July 2015 · 6 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - August 2009 · 2 mos
Citigroup Global Markets INC.Broker
September 1994 - June 2009 · 14 yrs 9 mos
State Registrations25 states
ARAZCACOCTDCDEFLGAINKYMDMEMIMONCNJNMNYPASCTXUTVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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