Mark Zagotti
Mark Zagotti is a registered investment advisor at Next Gen Advisors, LLC, based in New York, NY, with 30 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NGA's fees are negotiable, up to a maximum of 2.50% annually. The fee depends on factors like the amount of assets managed and the complexity of services. The Investment Advisor Representative (IAR) or Solicitor may add additional fees for services provided, up to a maximum of 2.50%. There is a minimum annual account fee of $120. Fees are deducted monthly in advance based on the average daily balance from the previous month.
Location
40 Wall Street, New York, NY, 10005
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Regulatory History (1)
Employment Separation After Allegations
September 2022Other Business Activities
Mark is the owner of Z Force, LLC, working as a compliance consultant, and the CEO & CCO of Next GEN Advisors, LLC. Both roles are investment-related and each take about 10-20% of Mark's time.
Employment History
Current Registrations
Next Gen Advisors, LLC
Cathay Securities, INC.Broker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
MML Investors Services, INC.Broker
Nebraska Hudson Company, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Sunpoint Securities, INC.Broker
Continental Broker-Dealer CORP.Broker
Marlowe & CompanyBroker
Continental Broker-Dealer CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.