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Jeff Richman
31 Years of Experience
Longmont, CO
4 DisclosuresBroker
Jeff Richman is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Longmont, CO, with 31 years of industry experience. Jeff operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
436 Coffman, Longmont, CO, 80501
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2018Settled
Customer Dispute
August 2002Denied
Customer Dispute
September 2001Denied
Customer Dispute
July 2001Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 5 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 5 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
November 2021 - February 2026 · 4 yrs 3 mos
U.S. Bancorp Investments, INC.
November 2021 - February 2026 · 4 yrs 3 mos
PNC Investments
August 2021 - November 2021 · 3 mos
PNC InvestmentsBroker
August 2021 - November 2021 · 3 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
PNC Managed Account Solutions, INC.
October 2012 - August 2021 · 8 yrs 10 mos
Bbva Compass Investment Solutions, INCBroker
September 2012 - May 2013 · 8 mos
Chase Investment Services CORP.
July 2005 - September 2012 · 7 yrs 2 mos
Chase Investment Services CORP.Broker
July 2005 - September 2012 · 7 yrs 2 mos
Banc One Securities Corporation
November 2004 - July 2005 · 8 mos
Banc One Securities CorporationBroker
August 1996 - July 2005 · 8 yrs 11 mos
Workman Securities CorporationBroker
August 1994 - July 1996 · 1 yr 11 mos
State Registrations20 states
AZCOFLIAIDILMNMTNCNENMNVNYOHOKSCSDTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.