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Nicole Nydish

24 Years of Experience
Rockville, MD
Broker

Nicole Nydish is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Rockville, MD, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

Rockville, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole assists her husband with billing and expenses for his graphic design firm, MNDesign Group, spending minimal time per month. She is listed as a secretary for emergency purposes and has access to the business checking account, receiving no compensation.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2024 - Present · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2024 - Present · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
November 2017 - March 2024 · 6 yrs 4 mos
UBS Financial Services INC.Broker
May 2015 - March 2024 · 8 yrs 10 mos
H. Beck, INC.Broker
November 2011 - December 2014 · 3 yrs 1 mo
Chapin, DavisBroker
August 2008 - December 2009 · 1 yr 4 mos
UBS Financial Services INC.Broker
July 2006 - September 2006 · 2 mos
UBS Financial Services INC.Broker
April 2000 - August 2004 · 4 yrs 4 mos
Cibc World Markets CORP.Broker
May 1998 - March 2000 · 1 yr 10 mos
Dean Witter Reynolds INC.Broker
August 1996 - May 1998 · 1 yr 9 mos
Folger Nolan Fleming Douglas IncorporatedBroker
January 1995 - July 1996 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Nydish - Financial Advisor | TrueAdvisor