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Robert Conroy

26 Years of Experience
Newark, NJ
Broker

Robert Conroy is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 26 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
December 2022 - Present · 3 yrs 5 mos
Prudential Investment Management Services LLC
November 2022 - Present · 3 yrs 6 mos
Prudential Investment Management Services LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Pruco Securities, LLC.Broker
November 2022 - December 2024 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2018 - November 2022 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2018 - November 2022 · 4 yrs 2 mos
UBS Financial Services INC.
August 2011 - September 2018 · 7 yrs 1 mo
UBS Financial Services INC.Broker
August 2011 - September 2018 · 7 yrs 1 mo
AXA Advisors, LLC
July 2007 - June 2011 · 3 yrs 11 mos
AXA Distributors, LLCBroker
July 2005 - June 2011 · 5 yrs 11 mos
AXA Advisors, LLCBroker
July 2005 - June 2011 · 5 yrs 11 mos
Royal Alliance Associates, INC.Broker
March 2002 - June 2005 · 3 yrs 3 mos
Csfbdirect, INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
Sei Financial Services CompanyBroker
November 1994 - April 1996 · 1 yr 5 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Conroy - Financial Advisor | TrueAdvisor