Robert Nieto
Robert Nieto is a registered investment advisor at Osaic Institutions, INC., based in Woodland Hills, CA, with 29 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
6250 Topanga Canyon Blvd., #1530, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2019Customer Dispute
November 2005Other Business Activities
Robert is involved with AmeriEstate Legal Plan, a prepaid legal service, since 2018. This investment-related activity requires minimal time.
Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Essex National Securities, INC.
Essex National Securities, INC.Broker
Gateway Investment Services, INC.Broker
Wachovia Securities, INC.Broker
Prudential Securities IncorporatedBroker
TD Waterhouse Investor Services, INC.Broker
Kennedy, Cabot & CO.Broker
Dean Witter Reynolds INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.