Lisa Roccaforte
Lisa Roccaforte is a CFP-designated registered investment advisor at The Main Street Group, based in Glen Allen, VA, with 31 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 765 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Main Street Group charges a fee based on the value of your portfolio. The specific percentage is outlined in your agreement. The more assets managed, the lower the percentage fee may be. Fees are deducted from your account quarterly or monthly. The firm may charge a lower fee, a flat fee, or waive the fee entirely based on various factors.
Location
4510 Cox Road, Suite 102, Glen Allen, VA, 23060
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is an insurance agent for The Main Street Life and a producer for Oaktree Annuities, Dixon Wells, and Vanbridge, selling life insurance and fixed annuities, dedicating a few hours per week to each. She is also an investment advisor for The Main Street Group and a financial advisor for Hanover Financial Planning LLC, a pass-through entity for advisory income.
Employment History
Current Registrations
The Main Street Group
Previous Registrations
Kestra Investment Services, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Infinex Investments, INC.
Infinex Investments, INC.Broker
Bi Investments, LLC
Bi Investments, LLCBroker
Bi Investments, LLC
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.