James Falcone
James Falcone is a registered investment advisor at Fulcrum Wealth Advisors, LLC, based in Bellevue, WA, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 143 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.10% |
| $5.0M - $15.0M | 1.00% |
| $15M+ | 1.00% |
Fees negotiable for accounts over $15,000,001.
Fee Estimator
Location
10940 NE 33rd Place, Suite 210, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2009Other Business ActivitiesSells Insurance
James sells fixed insurance products, including life, disability, annuities, and long-term care. He is also the owner, Chief Compliance Officer, and Investment Advisor Representative for Fulcrum Wealth Advisors, LLC, dedicating full-time hours to this RIA. Additionally, James is involved in various non-investment related activities, including serving as Vice President of the College Club of Seattle, on the investment committee at Western Washington University, on the audit committee for Friends of Youth, and as a board member for Chateau Retirement Community.
Employment History
Current Registrations
Fulcrum Wealth Advisors, LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Wealth Services, LLCBroker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.