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Michael Evans

29 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Michael Evans is a registered investment advisor, based in Los Angeles, CA, with 29 years of industry experience.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a senior partner at SEIA, dedicating significantly more than full-time hours to business development, financial planning, and investment management. He also holds an insurance license and spends minimal time on insurance sales and service related to financial planning.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
November 2003 - Present · 22 yrs 6 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
November 2003 - November 2018 · 15 yrs
Charles Schwab & CO., INC.
February 1999 - October 2003 · 4 yrs 8 mos
Charles Schwab & CO., INC.Broker
October 1998 - October 2003 · 5 yrs
Painewebber IncorporatedBroker
February 1997 - May 1998 · 1 yr 3 mos
Pruco Securities CorporationBroker
June 1996 - February 1997 · 8 mos
State Registrations10 states
AZCAFLIDILMNNCNVTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Evans - Financial Advisor | TrueAdvisor