Stephen Koessl
Stephen Koessl is a registered investment advisor at LPL Financial LLC, based in Frisco, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Frisco, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen uses Samuel David, Inc. and J & S Partners, Inc. for tax/investment purposes related to his LPL business. He also sells non-variable insurance products and is involved with multiple business entities related to Clean Juice and a French bakery, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Cetera Advisors LLCBroker
First Allied Securities, INC.Broker
Harbour Investments, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Workman Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.