Stephanie Stewart is a registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7021 Kewanee Avenue, Suite, 6-103, Lubbock, TX, 79424
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephanie is involved in several outside business activities, including real estate rental via Airbnb, a business entity for tax/investment purposes, a family farm, and owning a Rodan and Fields business. She also operates West Texas Investments as a DBA for her LPL business, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Wfg Investments, INC.Broker
Wfg Advisors, LP
LPL Financial LLCBroker
LPL Financial LLC
Signal Securities, INC.Broker
Primevest Financial Services, INC.Broker
Aragon Financial Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.