NM
NM

Nicole Mcclure

24 Years of Experience
Londonderry, NH
Broker

Nicole Mcclure is a registered investment advisor at UBS Financial Services INC., based in Londonderry, NH, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Londonderry, NH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicole owns rental properties in San Antonio, TX and Penn Valley, CA, dedicating minimal time to the first and a minimal amount of time to the second. She also works full-time at Owens Capital Asset Management in client services.

Employment History
Current Registrations
UBS Financial Services INC.
March 2022 - Present · 4 yrs 6 mos
UBS Financial Services INC.
November 2021 - Present · 4 yrs 10 mos
UBS Financial Services INC.Broker
November 2021 - Present · 4 yrs 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2015 - July 2016 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
April 2015 - July 2016 · 1 yr 3 mos
Morgan Stanley
June 2014 - April 2015 · 10 mos
Morgan StanleyBroker
June 2014 - April 2015 · 10 mos
J.P. Morgan Securities LLC
September 2013 - May 2014 · 8 mos
J.P. Morgan Securities LLCBroker
September 2013 - May 2014 · 8 mos
USAA Investment Management Company
September 2007 - July 2012 · 4 yrs 10 mos
USAA Investment Management CompanyBroker
September 2007 - July 2012 · 4 yrs 10 mos
USAA Financial Planning Services
May 2005 - September 2007 · 2 yrs 4 mos
USAA Financial Advisors, INC.Broker
April 2005 - July 2012 · 7 yrs 3 mos
USAA Investment Management CompanyBroker
October 2003 - April 2005 · 1 yr 6 mos
Frost Brokerage Services, INC.Broker
January 2000 - September 2003 · 3 yrs 8 mos
Citicorp Investment ServicesBroker
September 1994 - January 2000 · 5 yrs 4 mos
State Registrations8 states
CTMAMENHNYPARIVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.