Gary Capaldo is a CFP-designated registered investment advisor, based in Staten Island, NY, with 31 years of industry experience.
Location
1000 South Ave Suite 103, Staten Island, NY, 10314
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Regulatory History (5)
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Customer Dispute
August 2012Settled
Customer Dispute
February 2010Withdrawn
Customer Dispute
April 2009Denied
Customer Dispute
April 2005Settled
Customer Dispute
August 2004Settled
Other Business Activities
Gary is a CFP instructor at Wagner College since 2008 and a partner at Fauci Rubano Capaldo Tobacco LLC since 2004. He also holds partner positions at FRCT Wealth Management Group and Guided Professional Solutions, serves as a successor trustee, is president of MJCC Management Inc, and treasurer for two non-profit baseball/softball organizations, dedicating minimal time to the treasurer roles.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Advisors LLC
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
September 2008 - December 2008 · 3 mos
First Montauk Securities CORP.Broker
May 2006 - December 2008 · 2 yrs 7 mos
Ashton-Clayton Financial Group, LLCBroker
April 2004 - June 2006 · 2 yrs 2 mos
American Express Financial Advisors INC.Broker
October 1994 - April 2004 · 9 yrs 6 mos
Ids Life Insurance CompanyBroker
October 1994 - April 2004 · 9 yrs 6 mos
State Registrations16 states
AZCACTFLGANCNJNMNVNYOHPASCTXVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.