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CFP
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CFP

Susan Lombardo

LPL Financial LLC
30 Years of Experience
Columbus, GA
Broker
View SEC Summary
View SEC Summary

Susan Lombardo is a CFP-designated registered investment advisor at LPL Financial LLC, based in Columbus, GA, with 30 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4 Bradley Park Ct, Ste 1E, Columbus, GA, 31904

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan operates under the DBA Advanced Wealth Solutions for her LPL business since 2009. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
June 2019 - Present · 7 yrs 4 mos
LPL Financial LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
April 2009 - June 2019 · 10 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - June 2019 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2003 - April 2009 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2003 - April 2009 · 5 yrs 9 mos
Wachovia Securities, LLC
February 2003 - June 2003 · 4 mos
Wachovia Securities, LLCBroker
June 2002 - June 2003 · 1 yr
Wachovia Securities, INC.Broker
April 1996 - June 2002 · 6 yrs 2 mos
State Registrations17 states
ALCACOFLGALAMAMDMIMOMSNCOHSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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