Dennis Thompson
Dennis Thompson is a registered investment advisor at LPL Financial LLC, based in Columbus, GA, with 28 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4811 Bankers Blvd, Columbus, GA, 31909
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2001Criminal
January 1978Other Business Activities
Dennis is an employee at Kinetic Credit Union, a financial institution, dedicating full-time hours. He also owns Dennis C Thompson Elan Corp for tax/investment purposes only, requiring minimal time commitment.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Jones, Byrd, & Attkisson, INC.
Jones, Byrd, & Attkisson, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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