Dennis Thompson
Dennis Thompson is a registered investment advisor at LPL Financial LLC, based in Columbus, GA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4811 Bankers Blvd, Columbus, GA, 31909
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2001Criminal
January 1978Other Business Activities
Dennis is an employee at Kinetic Credit Union, a financial institution, dedicating full-time hours. He also owns Dennis C Thompson Elan Corp for tax/investment purposes only, requiring minimal time commitment.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Jones, Byrd, & Attkisson, INC.
Jones, Byrd, & Attkisson, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.