LJ
LJ
Lawrence Jay
27 Years of Experience
Englishtown, NJ
1 DisclosureBroker
Lawrence Jay is a registered investment advisor at Wells Fargo Advisors, based in Englishtown, NJ, with 27 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
Englishtown, NJ
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005Settled
Employment History
Current Registrations
Wells Fargo Advisors
January 2021 - Present · 5 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2021 - Present · 5 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
September 2010 - February 2021 · 10 yrs 5 mos
UBS Financial Services INC.Broker
September 2010 - February 2021 · 10 yrs 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Citigroup Global Markets INC.
July 2004 - June 2009 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
July 2004 - June 2009 · 4 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - July 2004 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1998 - July 2004 · 5 yrs 7 mos
State Registrations21 states
AZCACOCTDCDEFLHIMAMDMENCNJNVNYPASCTNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.