Thomas Larocca
Thomas Larocca is a CFP, ChFC-designated registered investment advisor at Jpl Asset Management and Planning, LLC, based in Newark, DE, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 360 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $1.5M | 1.25% |
| $1.5M+ | 1.00% |
Fees are negotiable. Factors affecting the fee include account size, types of assets, previous fees paid, and qualified vs. non-qualified account.
Fee Estimator
Location
262 Chapman Road, Suite 201-A, Newark, DE, 19702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent selling fixed annuities since 2003. He also owns Root Em In Racing LLC, a horse breeding and racing company, but spends no time on it during trading hours.
Employment History
Current Registrations
Jpl Asset Management and Planning, LLC
Previous Registrations
LPL Financial Corporation
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.