Fred Seid
Fred Seid is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in New York, NY, with 31 years of industry experience. Fred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
666 3rd Avenue, New York, NY, 10017
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2016Other Business Activities
Fred will be the trustee of the Fred Seid Revocable Trust, managing his personal investments and dedicating minimal time. He is also a member of Oceania P116 2023 LLC, which owns an apartment in Aruba for personal use, requiring minimal time.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Alberto OttavianiOppenheimer & CO. INC.
- Edmond Nass, CFAOppenheimer & CO. INC.
- Wallace Davis, CFAOppenheimer & CO. INC.
- David SchoenkinOppenheimer & CO. INC.
- Kenneth Smalley, CFAOppenheimer & CO. INC.
- Michael PallittoOppenheimer & CO. INC.