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Bruce Gordon

31 Years of Experience
Alpharetta, GA
BrokerSells Insurance

Bruce Gordon is a registered investment advisor, based in Alpharetta, GA, with 31 years of industry experience.

Location

2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce is a pastor at Antioch Baptist Church since 1996 and a notary public since 2019, dedicating minimal time to the latter. He also works as an Investment Advisor Representative (IAR) at Merit Financial Advisors and provides insurance advice, spending a few hours per week on the latter.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
LPL Financial LLCBroker
February 2018 - August 2024 · 6 yrs 6 mos
LPL Financial LLC
February 2018 - July 2022 · 4 yrs 5 mos
Invest Financial Corporation
January 2009 - February 2018 · 9 yrs 1 mo
Invest Financial CorporationBroker
January 2009 - February 2018 · 9 yrs 1 mo
Dasher & Padgett Finanical Advisors, INC.
May 2007 - May 2009 · 2 yrs
Royal Alliance Associates, INC.Broker
May 2006 - January 2009 · 2 yrs 8 mos
Oneamerica Securities, INC.Broker
June 2004 - May 2006 · 1 yr 11 mos
Westminster Financial Securities, INC.Broker
October 2003 - August 2004 · 10 mos
Investors Capital CORP.Broker
July 2000 - December 2003 · 3 yrs 5 mos
Washington Square Securities, INC.Broker
December 1999 - August 2000 · 8 mos
Capital Brokerage CorporationBroker
December 1997 - December 1999 · 2 yrs
Forth Financial Securities, CorporationBroker
September 1996 - December 1997 · 1 yr 3 mos
Metlife Securities INC.Broker
November 1994 - September 1996 · 1 yr 10 mos
Metropolitan Life Insurance CompanyBroker
November 1994 - September 1996 · 1 yr 10 mos
State Registrations9 states
ALARAZFLGALAMSPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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