KL
KL
Keith Leblanc
29 Years of Experience
Denham Springs, LA
1 DisclosureBroker
Keith Leblanc is a registered investment advisor at Cetera Investment Advisers LLC, based in Denham Springs, LA, with 29 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
525 Florida Ave Sw, Denham Springs, LA, 70726
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Regulatory History (1)
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Customer Dispute
February 2010Denied
Other Business Activities
Keith is involved with Southernly Social LLC, focusing on event planning and creative writing promotion. This requires a few hours per week.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
October 2007 - August 2022 · 14 yrs 10 mos
Hancock Whitney Investment Services INC.Broker
February 1999 - August 2022 · 23 yrs 6 mos
Capital Brokerage CorporationBroker
April 1997 - February 1999 · 1 yr 10 mos
Providian Securities CorporationBroker
August 1996 - January 1997 · 5 mos
Nylife Securities INC.Broker
February 1995 - May 1995 · 3 mos
Pruco Securities CorporationBroker
November 1994 - January 1995 · 2 mos
State Registrations18 states
ALARFLGAINKSLAMSNCNMNVNYOKSCTXUTVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.