Gregory Ricker
Gregory Ricker is a registered investment advisor at Vanderbilt Advisory Services, based in Malvern, PA, with 37 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
Malvern, PA
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2013Customer Dispute
June 2012Customer Dispute
December 2008Customer Dispute
October 2007Other Business Activities
Gregory serves as executor of estate for his deceased aunt and cousin, managing account closures and fund distribution to beneficiaries. He receives compensation for his time and fees as an executor.
Employment History
Current Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Independent Financial Group, LLCBroker
Aegis Capital CORP.Broker
Gunnallen Financial, INCBroker
Oppenheimer & CO. INC.Broker
RBC Capital Markets CorporationBroker
Wachovia Securities, LLCBroker
Janney Montgomery Scott LLCBroker
Raymond James & Associates, INC.Broker
A. G. Edwards & Sons, INC.Broker
Oppenheimer & CO., INC.Broker
Raymond James & Associates, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.