FJ
CFA · CFP
FJ
CFA · CFP
Frederick Jackson
24 Years of Experience
Osterville, MA
1 DisclosureBrokerSells Insurance
Frederick Jackson is a CFA, CFP-designated registered investment advisor, based in Osterville, MA, with 24 years of industry experience.
Location
224 Pine Lane Extension, Osterville, MA, 02655
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018Settled
Other Business ActivitiesSells Insurance
Frederick is a financial planner at SWE Wealth Management LLC, providing financial planning, investment advisory, and insurance support, taking nearly full-time. He also works as a tax preparer from February to April and is an insurance agent with Avantax Insurance Agency/Services.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Cetera Wealth Services, LLC
September 2025 - Present · 1 yr
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
October 2019 - October 2019 · 0 mos
1st Global Capital CORP.Broker
September 2019 - October 2019 · 1 mo
Integrated Wealth Concepts LLC
June 2017 - September 2019 · 2 yrs 3 mos
LPL Financial LLCBroker
May 2017 - September 2019 · 2 yrs 4 mos
Infinex Investments, INC.
August 2013 - May 2017 · 3 yrs 9 mos
Infinex Investments, INC.Broker
July 2013 - May 2017 · 3 yrs 10 mos
Dws Investments Distributors, INCBroker
May 2011 - October 2012 · 1 yr 5 mos
Deam Investor Services, INC.Broker
February 2008 - May 2011 · 3 yrs 3 mos
Scudder Investor Services, INC.Broker
March 1995 - September 2002 · 7 yrs 6 mos
State Registrations1 state
MA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.