David Conley
David Conley is a registered investment advisor at LPL Financial LLC, based in Mauldin, SC, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
106A E Butler Road, Mauldin, SC, 29662
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent selling non-variable insurance since 2019, dedicating about 10-20% of his time. He also operates MFG Upstate as a DBA for his LPL business, committing nearly full-time hours, and provides tax preparation/accounting services through MFG Tax Service, spending minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
1717 Capital Management CompanyBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Intersecurities, INC.Broker
Wedgewood Partners, INC.Broker
Jackson National Financial Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.