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CFP

Michael Wicks

Synergy Investment Management LLC
31 Years of Experience
Ponte Vedra Beach, FL
2 DisclosuresBroker
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Michael Wicks is a CFP-designated registered investment advisor at Synergy Investment Management LLC, based in Ponte Vedra Beach, FL, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 2,500 clients with $680M in assets under management.

Synergy Investment Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
2,500 clients
Average Client Portfolio
$273K average
Assets Under Management
$681.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Investment advisory fees range up to 1.50% annually based on factors including scope, complexity, asset level, and overall relationship. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Ponte Vedra Beach, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2023
Final
Criminal
July 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael provides investment advisory services through Synergy Investment Management, LLC, dedicating about 10-20% of his time to this activity. He also uses Synergy Wealth Alliance as a DBA for his LPL business, but spends no time on it separately.

Employment History
Current Registrations
Synergy Investment Management LLC
February 2024 - Present · 2 yrs 9 mos
LPL Financial LLCBroker
March 2013 - Present · 13 yrs 8 mos
Previous Registrations
Private Advisor Group, LLC
October 2023 - April 2024 · 6 mos
Fifth Third Securities, INC.
December 2012 - February 2013 · 2 mos
Fifth Third Securities, INC.Broker
December 2012 - February 2013 · 2 mos
LPL Financial LLCBroker
September 2009 - December 2012 · 3 yrs 3 mos
Independent Financial Partners
June 2008 - February 2019 · 10 yrs 8 mos
Mutual Service CorporationBroker
May 2008 - September 2009 · 1 yr 4 mos
Ameriprise Financial Services, INC.
October 1999 - May 2008 · 8 yrs 7 mos
Ameriprise Financial Services, INC.Broker
October 1999 - May 2008 · 8 yrs 7 mos
Ids Life Insurance CompanyBroker
October 1999 - July 2006 · 6 yrs 9 mos
W. S. Griffith & CO., INC.Broker
October 1994 - October 1999 · 5 yrs
State Registrations15 states
ALAZCAFLGAKSMAMDMIMONCNHSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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