TrueAdvisor
TrueAdvisor
BS
CFP
BS
CFP

Brent Shepherd

LPL Financial LLC
30 Years of Experience
Houston, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brent Shepherd is a CFP-designated registered investment advisor at LPL Financial LLC, based in Houston, TX, with 30 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9720 Cypresswood Drive, Suite 345, Houston, TX, 77070

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brent operates Beacon Wealth Management as a DBA for his LPL business and Shepherd Financial Services for tax/investment purposes. He also provides investment advisory services through Wealthcare Advisory Partners LLC and its DBA, Beacon Wealth Management, dedicating full-time hours to these activities. Brent also engages in non-variable insurance activities.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2019 - Present · 7 yrs 8 mos
Wealthcare Advisory Partners LLC
February 2019 - Present · 7 yrs 8 mos
LPL Financial LLC
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
LPL Financial LLC
February 2019 - October 2022 · 3 yrs 8 mos
Beacon Wealth Management, LLC
January 2009 - November 2011 · 2 yrs 10 mos
1st Global Capital CORP.Broker
August 2008 - February 2019 · 10 yrs 6 mos
1st Global Advisors INC
August 2008 - February 2019 · 10 yrs 6 mos
American General Securities Incorporated
June 2007 - August 2008 · 1 yr 2 mos
American General Securities IncorporatedBroker
April 1999 - August 2008 · 9 yrs 4 mos
Van Kampen Funds INC.Broker
October 1995 - May 1999 · 3 yrs 7 mos
State Registrations10 states
ALCAFLGALAMSNMPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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