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Amy Marker

31 Years of Experience
Downers Grove, IL
Broker

Amy Marker is a registered investment advisor at Ausdal Financial Partners, INC., based in Downers Grove, IL, with 31 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 16,572 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
16,572 clients
Average Client Portfolio
$225K average
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee across investment advisory programs will not exceed 3%. Specific fee schedules are negotiated directly with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3250 Lacey Road, Suite 130, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ausdal Financial Partners, INC.
January 2023 - Present · 3 yrs 9 mos
Ausdal Financial Partners, INC.Broker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Edward Jones
October 2022 - January 2023 · 3 mos
Edward JonesBroker
October 2022 - January 2023 · 3 mos
Northern Trust Securities, INC.Broker
April 2022 - July 2022 · 3 mos
Northern Trust Investments, Incorporated
April 2022 - July 2022 · 3 mos
Ausdal Financial Partners, INC.Broker
October 2016 - April 2022 · 5 yrs 6 mos
Ausdal Financial Partners, INC.
October 2016 - April 2022 · 5 yrs 6 mos
Prudent Man Advisors, INC.
October 2014 - September 2016 · 1 yr 11 mos
Pma Securities, INC.Broker
October 2014 - September 2016 · 1 yr 11 mos
Kovitz Securities, LLCBroker
May 2014 - October 2014 · 5 mos
Kovitz Investment Group, LLC
May 2014 - October 2014 · 5 mos
Brooklight Place Securities, INC.
February 2010 - March 2014 · 4 yrs 1 mo
Brooklight Place Securities, INC.Broker
June 2009 - March 2014 · 4 yrs 9 mos
Mtl Equity Products, INC.
June 2009 - June 2009 · 0 mos
Strategic Advisers, INC.
June 2007 - March 2009 · 1 yr 9 mos
Fidelity Brokerage Services LLCBroker
June 2007 - March 2009 · 1 yr 9 mos
T. Rowe Price Advisory Services, INC.
June 2001 - April 2007 · 5 yrs 10 mos
T. Rowe Price Investment Services, INC.Broker
December 1994 - April 2007 · 12 yrs 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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