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Daniel Ashley

Signal Securities, INC.
31 Years of Experience
Granbury, TX
BrokerSells Insurance
View SEC Summary
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Daniel Ashley is a registered investment advisor at Signal Securities, INC., based in Granbury, TX, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,137 clients with $680M in assets under management.

Signal Securities, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,137 clients
Average Client Portfolio
$597K average
Assets Under Management
$679.1M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $25K2.00%
$25K - $100K2.00%
$100K - $250K1.75%
$250K - $500K1.50%
$500K - $1.0M1.00%
$1M+0.75%

Primary schedule represents the Asset Allocation Model. Other models have different fee schedules, such as Private Client Asset Management (up to 3.00%) and Discretionary Asset Allocation (1.50% to 1.25%). Fees are generally negotiable except for the Discretionary Asset Allocation Portfolio.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4911 Fall Creek Hwy, Granbury, TX, 76049

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel is involved in the solicitation and sale of insurance products. This activity requires a few hours per week.

Employment History
Current Registrations
Signal Securities, INC.
June 2007 - Present · 19 yrs 4 mos
Signal Securities, INC.Broker
September 2001 - Present · 25 yrs 1 mo
Previous Registrations
Pan-American Financial AdvisersBroker
February 1999 - September 2001 · 2 yrs 7 mos
Mutual Service CorporationBroker
November 1994 - February 1999 · 4 yrs 3 mos
State Registrations6 states
CAIDMDMIMNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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