Chris Castro is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 23 years of industry experience. Chris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Brokersxpress LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Guaranty Brokerage Services, INC.Broker
Adamson Brothers INC.Broker
UBS Warburg LLCBroker
The Dreyfus Service CorporationBroker
Redstone Securities, INC.Broker
Lantern Investments, INC.Broker
Investment Management & Research, INCBroker
Prudential Securities IncorporatedBroker
Redstone Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.