Gerard Gray
Gerard Gray is a registered investment advisor at Cetera Investment Advisers LLC, based in Tacoma, WA, with 31 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Tacoma, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerard is an independent agent for Life Settlement since 2017. He is also the owner of Gray Retirement and Insurance Solutions, a financial services DBA, and an independent insurance agent selling fixed insurance products; these activities each take nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
M Holdings Securities, INC.Broker
Locust Street Securities, INC.Broker
State Registrations6 states
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