Luis Garcia-Pinto is a registered investment advisor, based in Miami, FL, with 26 years of industry experience.
Location
1221 Brickell Avenue, 27th Floor, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Luis owns rental property in Park City, UT since 2014. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Insigneo Securities, LLCBroker
April 2021 - Present · 5 yrs 1 mo
Insigneo Advisory Services, LLC
April 2021 - Present · 5 yrs 1 mo
Insigneo Securities, LLC
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2009 - April 2021 · 11 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
August 2009 - April 2021 · 11 yrs 8 mos
UBS International INC.Broker
June 2002 - August 2009 · 7 yrs 2 mos
UBS Painewebber INC.Broker
September 2000 - June 2002 · 1 yr 9 mos
Prudential Securities IncorporatedBroker
February 2000 - October 2000 · 8 mos
Dresdner Kleinwort Benson North America LLCBroker
September 1998 - November 1998 · 2 mos
State Registrations3 states
FLNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.