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Timothy Derouin

31 Years of Experience
Clive, IA
BrokerSells Insurance

Timothy Derouin is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Clive, IA, with 31 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1840 NW 118th St Ste 220, Clive, IA, 50325

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Timothy may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual. He also owns Three Sisters Real Estate, LLC, potentially for owning rental property, dedicating minimal time to this venture.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2008 - Present · 17 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
November 1994 - Present · 31 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 1998 - January 2002 · 4 yrs
State Registrations25 states
AZCACOFLGAIAIDILINKSMAMIMNMONDNENYOHORSDTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.