Shelley Cole
Shelley Cole is a registered investment advisor at Cetera Investment Advisers LLC, based in Fairfield, CA, with 31 years of industry experience. Shelley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Fairfield, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shelley owns Cole and Cole Group, a real estate sales and management company, and is an independent insurance agent selling fixed insurance products, dedicating full-time hours to this. Shelley also owns Cole & Cole Financial Advisors, spending about a quarter of her time on financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Linsco/private Ledger CORP.Broker
Corporate Securities Group, INC.Broker
Waddell & Reed, INC.Broker
Baraban Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.