JD
JD

Justin Dembo

31 Years of Experience
New York, NY
4 DisclosuresBroker

Justin Dembo is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 31 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

280 Park Ave 27th & 29th Fls, New York, NY, 10017

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018
Denied
Customer Dispute
March 2017
Denied
Customer Dispute
April 2013
Settled
Customer Dispute
May 2007
Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
May 2017 - September 2024 · 7 yrs 4 mos
J.P. Morgan Securities LLCBroker
April 2017 - September 2024 · 7 yrs 5 mos
Morgan StanleyBroker
June 2009 - April 2017 · 7 yrs 10 mos
Citigroup Global Markets INC.Broker
November 2006 - June 2009 · 2 yrs 7 mos
UBS Financial Services INC.
April 2000 - December 2006 · 6 yrs 8 mos
UBS Financial Services INC.Broker
April 2000 - December 2006 · 6 yrs 8 mos
Cibc World Markets CORP.Broker
December 1994 - May 2000 · 5 yrs 5 mos
Lehman Brothers INC.Broker
November 1994 - December 1994 · 1 mo
State Registrations45 states
AKALARAZCACOCTDCDEFLGAIDILINKSMAMDMEMIMNMOMSMTNCNENHNJNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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