Katherine Soderman
Katherine Soderman is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Fort Lauderdale, FL, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
401 E Las Olas Blvd, Fort Lauderdale, FL, 33301
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Regulatory History (1)
Financial
October 2021Other Business Activities
Katherine is involved in several businesses: DK International Associates (contract engineering and manufacturing), Silecent Lighting Corporation (LED lighting manufacturer), and Great Global Holdings Inc. (holding company for a pool grate manufacturer). Katherine spends about 10-20% of her time on DK International Associates, a few hours per week on Silecent Lighting Corporation, and minimal time on Great Global Holdings Inc.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Raymond James & Associates, INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.