AL
CFP
AL
CFP
Alex Lee
29 Years of Experience
Glenview, IL
1 DisclosureBrokerSells Insurance
Alex Lee is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Glenview, IL, with 29 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Glenview, IL
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Regulatory History (1)
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Customer Dispute
January 2024Settled
Other Business ActivitiesSells Insurance
Alex is an insurance agent selling fixed insurance products since 2001. This activity takes a few hours per week and is investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
June 2007 - June 2021 · 14 yrs
Voya Financial Advisors, INC.Broker
June 2007 - June 2021 · 14 yrs
Hornor, Townsend & Kent, INC.
November 2003 - June 2007 · 3 yrs 7 mos
Hornor, Townsend & Kent, INC.Broker
June 2003 - June 2007 · 4 yrs
Raymond James Financial Services, INC.Broker
October 1999 - September 2001 · 1 yr 11 mos
La Salle St. Securities, INC.Broker
July 1995 - September 1999 · 4 yrs 2 mos
John Dawson & Associates, INC.Broker
January 1995 - July 1995 · 6 mos
State Registrations11 states
CACOGAIAILINMNMONCNYWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.