Stephen Carson
Stephen Carson is a registered investment advisor at LPL Financial LLC, based in Wantagh, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Wantagh, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen owns non-developed land and is involved in real estate rentals. He is also a general insurance agent with Crump Insurance, dedicating a few hours per week, and a silent partner in Bourbon and Branch and Alessa NYC, spending minimal time on these ventures.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Lps Capital LLCBroker
Otcex, LLCBroker
The Vertical GroupBroker
Murphy & DurieuBroker
Gfi Securities LLCBroker
Fimat USA, LLCBroker
Sg Cowen Securities CorporationBroker
Cowen & CO.Broker
Mki Securities CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.