Joseph Aldi is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20 Linden Place, Red Bank, NJ, 07701
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Regulatory History (2)
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Customer Dispute
December 2019Denied
Customer Dispute
August 2002Closed-No Action
Employment History
Current Registrations
Morgan StanleyBroker
June 2022 - Present · 4 yrs 1 mo
Morgan Stanley
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2008 - June 2022 · 14 yrs 4 mos
Wells Fargo Clearing Services, LLC
February 2008 - June 2022 · 14 yrs 4 mos
Banc of America Investment Services, INC.
October 2004 - February 2008 · 3 yrs 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - February 2008 · 3 yrs 4 mos
Quick & Reilly, INC.
May 2003 - October 2004 · 1 yr 5 mos
Quick & Reilly, INC.Broker
May 2003 - October 2004 · 1 yr 5 mos
Prudential Securities Incorporated
July 2002 - May 2003 · 10 mos
Prudential Securities IncorporatedBroker
January 2001 - May 2003 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1997 - April 2001 · 3 yrs 10 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
April 1996 - February 1997 · 10 mos
State Registrations12 states
DEFLMENCNHNJNVNYOHPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.