William Sweigart
William Sweigart is a registered investment advisor at Global Brokerage Services, INC., based in Hunt Valley, MD, with 31 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 370 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1M+ | 1.50% |
Fees are negotiable and vary by program. The schedule shown is for individual securities accounts in the Partner-APM program. Other programs such as Premier Advisors have separate fee schedules.
Fee Estimator
Location
11350 Mccormick Rd., Et Iii Suite 901, Hunt Valley, MD, 21031
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a CPA and partner at Johnson & Sweigart, spending full-time hours on accounting and tax preparation. He also serves as Vice President at Universal Asset Management, Inc., dedicating a few hours per week to managing affiliated companies.
Employment History
Current Registrations
Global Brokerage Services, INC.
Global Brokerage Services, INC.
Global Brokerage Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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