William Sweigart
William Sweigart is a registered investment advisor at Global Brokerage Services, INC., based in Hunt Valley, MD, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 386 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GBS offers investment advice through accounts with access to a wide spectrum of investment choices for a single fee. Fees are negotiable and based on the total account value. The fee covers GBS’s consulting fees and Hilltop Securities (custodian) execution and custodial services. The fee does not cover the fees and expenses of any underlying exchange traded funds, closed-end funds, mutual funds, unit investment trusts or exchange trade notes.
GBS also offers the Premier Advisors Program, which charges an annual fee that covers portfolio management and administration, including Envestnet, Envestnet Manager Fees, and fees payable to the Platform Provider and IARs. The level of fee will vary with the amount of assets under advisement in the Premier Advisors Program and the particular investment styles and investment options chosen or recommended.
Location
11350 Mccormick Rd., Et Iii Suite 901, Hunt Valley, MD, 21031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is a CPA and partner at Johnson & Sweigart, spending full-time hours on accounting and tax preparation. He also serves as Vice President at Universal Asset Management, Inc., dedicating a few hours per week to managing affiliated companies.
Employment History
Current Registrations
Global Brokerage Services, INC.
Global Brokerage Services, INC.Broker
Global Brokerage Services, INC.
State Registrations4 states
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