HR
HR
Hernaldo Rivera
26 Years of Experience
Houston, TX
Broker
Hernaldo Rivera is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 26 years of industry experience. Hernaldo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2190 North Loop W Ste 103, Houston, TX, 77018
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2025 - Present · 11 mos
Cetera Advisors LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Linscomb Wealth, INC.
March 2023 - September 2024 · 1 yr 6 mos
Foreside Fund Services, LLCBroker
September 2017 - January 2023 · 5 yrs 4 mos
Yorktown Management and Research CO INC
January 2015 - December 2020 · 5 yrs 11 mos
Unified Financial Securities, LLCBroker
October 2014 - October 2016 · 2 yrs
Mbsc Securities Corporation
January 2010 - May 2014 · 4 yrs 4 mos
Mbsc Securities CorporationBroker
May 2009 - May 2014 · 5 yrs
Princor Financial Services CorporationBroker
June 2007 - September 2008 · 1 yr 3 mos
Principal Funds Distributor, INC.Broker
March 2007 - April 2009 · 2 yrs 1 mo
Enterprise Fund Distributors, INC.Broker
December 2002 - March 2007 · 4 yrs 3 mos
CUNA Brokerage Services, INC.Broker
June 2001 - August 2002 · 1 yr 2 mos
A I M Distributors, INC.Broker
February 1998 - May 2001 · 3 yrs 3 mos
John Hancock Funds, INC.Broker
January 1995 - July 1995 · 6 mos
Transamerica Fund Distributors, INC.Broker
November 1994 - January 1995 · 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.